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Barbara Carroll

Nylife Securities LLC

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About Barbara Carroll

Barbara Carroll is a financial professional with Nylife Securities LLC. Barbara has been in the industry for over 2 years. Barbara holds the Series 7TO, Series 63, and SIE licenses. Barbara is registered in Alaska. Previously, Barbara worked at Edward Jones.

Firm Information

Barbara Carroll is currently registered with Nylife Securities LLC. Nylife Securities LLC is a Limited Liability Company formed in 2007, registered in 51 states and the SEC. The firm has been involved in 13 regulatory events and 7 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

4,464

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Barbara Carroll’s Registration & Firm History

AK

04/18/2024 - Present

Nylife Securities LLC (ANCHORAGE AK)

MO

09/25/2023 - 01/07/2024

EDWARD JONES (ST. LOUIS MO)

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Licenses & Designations

BC

Issued 07/02/2024

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/25/2023

Series 7TO - General Securities Representative Examination

BC

Issued 08/29/2023

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Barbara Carroll.
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