Unclaimed
Barbara Carroll is a financial professional with Nylife Securities LLC. Barbara has been in the industry for over 2 years. Barbara holds the Series 7TO, Series 63, and SIE licenses. Barbara is registered in Alaska. Previously, Barbara worked at Edward Jones.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
AK
04/18/2024 - Present
Nylife Securities LLC (ANCHORAGE AK)
MO
09/25/2023 - 01/07/2024
EDWARD JONES (ST. LOUIS MO)
BC
Issued 07/02/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/25/2023
Series 7TO - General Securities Representative Examination
BC
Issued 08/29/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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