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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Barbara? Claim Your ProfileBarbara Carole Kogen is a financial advisor with Cambridge Investment Research Advisors, Inc. based in West Hills, CA. Barbara Carole Kogen is registered with the state of California. Barbara Carole Kogen has been in the financial industry since August 12, 2001. Barbara Carole Kogen is a registered representative of Cambridge Investment Research Advisors, Inc. and provides financial services to individuals, high-net-worth individuals, charitable organizations, and pension and profit-sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
CA
12/20/2023 - Present
Cambridge Investment Research Advisors, Inc. (West Hills CA)
CA
02/02/2007 - 12/20/2023
SYMPHONIC SECURITIES LLC (BEVERLY HILLS CA)
NY
02/02/2007 - 12/31/2007
RIM SECURITIES LLC (NEW YORK NY)
CA
08/07/2001 - 01/26/2007
1ST GLOBAL CAPITAL CORP. (BEVERLY HILLS CA)
BOTH
Issued 09/10/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/03/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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