Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Barbara? Claim Your ProfileBarbara Paneral is a financial advisor registered with Raymond James & Associates, Inc.. Barbara is a experienced financial professional with over 30 years of experience in the industry. Barbara has a strong track record of providing personalized financial advice to individuals, families, and businesses. Barbara has a comprehensive understanding of the financial markets and is committed to helping clients achieve their financial goals. Barbara holds a wide range of licenses and certifications, including Series 3, 7, 9, 10, 24, 31, 63, and 66.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MI
08/03/2023 - Present
Raymond James & Associates, Inc. (Grand Rapids MI)
MI
04/26/2018 - 08/25/2023
ROBERT W. BAIRD & CO. INCORPORATED (GRAND RAPIDS MI)
MI
03/05/2012 - 04/27/2018
WELLS FARGO CLEARING SERVICES, LLC (GRAND RAPIDS MI)
CT
06/30/2011 - 10/31/2011
INFINEX INVESTMENTS, INC. (MERIDEN CT)
MI
05/09/2011 - 06/27/2011
ESSEX NATIONAL SECURITIES, INC. (GRAND RAPIDS MI)
MI
01/30/2008 - 05/28/2009
CITIGROUP GLOBAL MARKETS INC. (GRAND RAPIDS MI)
OR
03/05/1999 - 09/08/1999
MARKETING ONE SECURITIES, INC. (PORTLAND OR)
MA
09/23/1996 - 03/31/1997
CONCORD BROKERAGE SERVICES, INC. (BOSTON MA)
WI
11/15/1989 - 08/03/1995
INVEST FINANCIAL CORPORATION (APPLETON WI)
NA
08/31/1989 - 10/11/1989
KEMPER FINANCIAL SERVICES, INC.
NA
05/21/1986 - 01/12/1988
BLUNT ELLIS & LOEWI INCORPORATED
BOTH
Issued 04/09/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/22/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/18/2013
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/28/2013
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 07/27/2011
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/17/2013
Series 31 - Futures Managed Funds Examination
BC
Issued 01/29/2008
Series 7 - General Securities Representative Examination
BC
Issued 11/10/1987
Series 3 - National Commodity Futures Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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