Unclaimed
Barbara Bassoff is a financial advisor who joined Purshe Kaplan Sterling Investments on August 16, 2024. Previously, Barbara worked for LPL Financial LLC, where she was a registered representative from October 17, 2022, to August 16, 2024. Barbara has a Series 6TO, SIE, and Series 11 licenses and specializes in a variety of investment products.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
08/16/2024 - Present
Purshe Kaplan Sterling Investments (ALBANY NY)
GA
10/17/2022 - 08/16/2024
LPL FINANCIAL LLC (ROSWELL GA)
NY
03/15/1996 - 03/23/1998
GKN SECURITIES CORP. (NEW YORK NY)
BC
Issued 10/17/2022
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 07/16/2022
SIE - Securities Industry Essentials Examination
BC
Issued 03/14/1996
Series 11 - Assistant Representative-Order Processing Qualification Exam
Active
Inactive
F
FINRA
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