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Barbara Bassoff

Purshe Kaplan Sterling Investments

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About Barbara Bassoff

Barbara Bassoff is a financial advisor who joined Purshe Kaplan Sterling Investments on August 16, 2024. Previously, Barbara worked for LPL Financial LLC, where she was a registered representative from October 17, 2022, to August 16, 2024. Barbara has a Series 6TO, SIE, and Series 11 licenses and specializes in a variety of investment products.

Firm Information

Barbara Bassoff is currently registered with Purshe Kaplan Sterling Investments. Purshe Kaplan Sterling Investments is a Corporation formed on December 16, 1993 and is approved to operate in all 50 states, the District of Columbia, and the Virgin Islands. The firm has been registered with the SEC and has 10 regulatory event disclosures and 2 arbitration disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

181

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Barbara Bassoff’s Registration & Firm History

NY

08/16/2024 - Present

Purshe Kaplan Sterling Investments (ALBANY NY)

GA

10/17/2022 - 08/16/2024

LPL FINANCIAL LLC (ROSWELL GA)

NY

03/15/1996 - 03/23/1998

GKN SECURITIES CORP. (NEW YORK NY)

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Licenses & Designations

BC

Issued 10/17/2022

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 07/16/2022

SIE - Securities Industry Essentials Examination

BC

Issued 03/14/1996

Series 11 - Assistant Representative-Order Processing Qualification Exam

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Barbara Bassoff.
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