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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Barbara? Claim Your ProfileBarbara Vazquez is a registered investment advisor representative with Merrill Lynch, Pierce, Fenner & Smith Inc. She has been working in the financial services industry since 1981. Barbara is registered in 38 states and holds Series 7, Series 63, and Series 66 securities licenses. Barbara also has experience as an executor.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NJ
01/11/2007 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (SHORT HILLS NJ)
NJ
10/08/1993 - 10/07/1994
INVESTMENT PARTNERS, INC. (PLAINFIELD NJ)
NA
04/22/1992 - 12/18/1993
INVESTMENT PARTNERS CAPITAL AND MANAGEMENT CORPORATION
NY
12/19/1979 - 09/11/1992
OPPENHEIMER & CO., INC. (NEW YORK NY)
NY
10/16/1989 - 04/14/1992
THE BENCHMARK COMPANY, INC. (NEW YORK NY)
NY
06/16/1989 - 10/04/1989
BREAN MURRAY, FOSTER SECURITIES INC. (NEW YORK NY)
BOTH
Issued 12/11/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/09/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/15/1979
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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