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Barbara Anne Ploeckelman

Empower Financial Services, Inc.

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About Barbara Anne Ploeckelman

Barbara Ploeckelman is a financial professional with over 10 years of experience in the industry. Barbara is registered with Empower Financial Services, Inc. and holds the Series 6, Series 26, and Series 63 licenses. Barbara has worked at Empower Financial Services, Inc. since December 2010. Barbara is based in Milwaukee, Wisconsin.

Firm Information

Barbara Ploeckelman is currently registered with Empower Financial Services, Inc.. Empower Financial Services, Inc. is a Corporation formed in 1984-10-12. It is registered in 53 states and has been approved for SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

1,120

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Barbara Ploeckelman’s Registration & Firm History

WI

12/15/2010 - Present

Empower Financial Services, Inc. (Milwaukee WI)

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Licenses & Designations

BC

Issued 01/05/2011

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/13/2016

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/14/2010

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Barbara Anne Ploeckelman.
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