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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Barbara? Claim Your ProfileBarbara Anne McCarthy is an investment advisor representative with Edelman Financial Engines. Barbara has over 20 years of experience in the financial services industry. She has a strong background in financial planning, portfolio management, and retirement planning. Barbara is committed to helping her clients achieve their financial goals. She is a Registered Representative and holds Series 6, 7, 63, and 66 licenses. Barbara is also a CERTIFIED FINANCIAL PLANNER™ professional.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Set-up fees & related svcs; reimbursements for printed materials
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2
AZ
04/02/2020 - Present
Edelman Financial Engines (PHOENIX AZ)
AZ
08/16/2010 - 01/03/2011
1ST GLOBAL CAPITAL CORP. (SUN CITY WEST AZ)
AZ
10/04/2007 - 03/05/2010
RBC CAPITAL MARKETS CORPORATION (PHOENIX AZ)
AZ
02/05/2007 - 05/14/2007
ASSOCIATED SECURITIES CORP. (PEORIA AZ)
AZ
01/06/1999 - 11/17/2006
VANGUARD MARKETING CORPORATION (SCOTTSDALE AZ)
PA
05/08/1997 - 04/21/1998
VANGUARD MARKETING CORPORATION (MALVERN PA)
BOTH
Issued 09/14/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/08/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2008
Series 7 - General Securities Representative Examination
BC
Issued 05/06/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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