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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Barbara? Claim Your ProfileBarbara Ann Woolhandler is a financial advisor with over 30 years of experience in the industry. She is currently registered with Robert W. Baird & Co. Inc. in Houston, Texas. Barbara has been with the firm since 2015. Prior to that, Barbara was registered with Morgan Stanley and Citigroup Global Markets Inc. in Houston. Barbara is also registered with the state of Florida and Texas. Barbara holds a Series 7, Series 63 and Series 65 licenses and the SIE exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
See schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Hard dollar payments for research
1
2
TX
03/06/2015 - Present
Robert W. Baird & Co. Inc. (Houston TX)
TX
06/01/2009 - 03/23/2015
MORGAN STANLEY (HOUSTON TX)
TX
12/02/1996 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (HOUSTON TX)
NJ
01/01/1991 - 06/14/1995
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NA
07/23/1986 - 01/01/1991
ROTAN MOSLE INC.
BC
Issued 03/25/1997
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 03/11/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/19/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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