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Barbara Ann Vaught

Tiaa-Cref Individual & Institutional Services, LLC

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About Barbara Ann Vaught

Barbara Ann Vaught is a registered investment advisor with TIAA-CREF Individual & Institutional Services, LLC. Barbara has been in the industry since March 25, 2002. Barbara is licensed in Alabama and Florida. Barbara holds the Series 66, Series 7 and SIE licenses. Barbara is a financial advisor, offering financial planning and portfolio management services.

Firm Information

Barbara Vaught is currently registered with Tiaa-Cref Individual & Institutional Services, LLC. TIAA-Cref Individual & Institutional Services, LLC is a Limited Liability Company formed in 2004 and headquartered in New York, NY. The firm provides financial planning and portfolio management services for individuals, corporations, charitable organizations, and high-net-worth individuals. They also offer selection of other advisers and participate in wrap fee programs. TIAA-Cref manages over $32 billion in assets for approximately 73,602 clients across the United States.
Tiaa-Cref Individual & Institutional Services, LLC

730 THIRD AVENUE

NEW YORK, NY 10017-3206

$32.68B

Assets Under Management

31,192

Total Clients

2,960

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Compensation from affiliates

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Barbara Vaught’s Registration & Firm History

FL

07/10/2013 - Present

Tiaa-Cref Individual & Institutional Services, LLC (Apopka FL)

FL

01/22/2001 - 04/09/2012

SUNTRUST INVESTMENT SERVICES, INC. (MELBOURNE FL)

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Licenses & Designations

BOTH

Issued 03/02/2001

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/19/2001

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Barbara Ann Vaught.
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