Unclaimed
Barbara Ann Stroup is a financial advisor with over 20 years of experience in the industry. Currently, Barbara works with LPL Financial LLC. Barbara has been with LPL Financial LLC since 2010. She is registered as a registered representative and an investment advisor representative in Pennsylvania. Barbara has passed numerous industry exams including the Series 7, Series 63, and Series 66. She is also a notary public and an active member of the community.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
PA
10/08/2014 - Present
LPL Financial LLC (SHIPPENVILLE PA)
PA
08/27/2013 - 09/22/2014
PNC INVESTMENTS (CLARION PA)
PA
02/16/2010 - 08/15/2013
LPL FINANCIAL LLC (SHIPPENVILLE PA)
PA
03/03/2009 - 07/23/2009
PRUCO SECURITIES, LLC. (DUBOIS PA)
PA
07/31/2007 - 10/01/2008
INVESTMENT PROFESSIONALS, INC. (CLARION PA)
PA
09/06/2000 - 08/02/2007
WACHOVIA SECURITIES, LLC (CLARION PA)
NY
09/03/1999 - 04/11/2000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
MD
04/13/1999 - 09/30/1999
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
BOTH
Issued 09/24/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/13/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/12/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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