Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Barbara? Claim Your ProfileBarbara Ann Rice is a financial advisor with LPL Financial LLC. Barbara has been in the financial industry since February 2, 1995 and has a Series 6 and a Series 63 license, along with the SIE. Barbara has been registered with the state of New York since June 9, 2021. Barbara previously worked with M&T Securities, Inc. and Liberty Securities Corporation. Barbara specializes in portfolio management for individuals and businesses. Barbara works with a wide range of clients, including individuals, families, businesses, and non-profits. Barbara is dedicated to providing her clients with personalized financial advice and guidance to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
06/09/2021 - Present
LPL Financial LLC (NIAGARA FALLS NY)
NY
10/05/2012 - 06/09/2021
M&T SECURITIES, INC. (NIAGARA FALLS NY)
NY
05/01/1995 - 11/16/2011
M&T SECURITIES, INC. (NIAGARA FALLS NY)
NY
03/17/1994 - 05/01/1995
LIBERTY SECURITIES CORPORATION (PURCHASE NY)
BC
Issued 03/21/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/16/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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