Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Barbara? Claim Your ProfileBarbara Ann Phethean is a financial advisor with over 30 years of experience in the financial industry. She is currently registered with Fidelity Personal and Workplace Advisors. Barbara has previously held positions at Equitable Advisors, LLC, RBC Capital Markets, LLC, Morgan Stanley, Citigroup Global Markets Inc. and Smith Barney, Harris Upham & Co., Incorporated. She is also a registered Investment Advisor Representative in Florida and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
FL
03/12/2021 - Present
Fidelity Personal AND Workplace Advisors (TAMPA FL)
FL
06/10/2020 - 07/29/2020
EQUITABLE ADVISORS, LLC (TAMPA FL)
FL
02/26/2016 - 11/27/2019
RBC CAPITAL MARKETS, LLC (ST. PETERSBURG FL)
FL
06/01/2009 - 03/14/2016
MORGAN STANLEY (TAMPA FL)
FL
06/11/1990 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (TAMPA FL)
NA
09/30/1987 - 01/26/1989
SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED
NA
07/27/1987 - 09/30/1987
MORGAN GLADSTONE & CO. INC.
BOTH
Issued 10/10/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/27/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/01/2016
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 07/16/2016
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/18/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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