Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Barbara? Claim Your ProfileBarbara Huffman is a financial advisor with over 23 years of experience in the financial services industry. Currently, Barbara is a registered representative of Wells Fargo Clearing Services, LLC, and is also a Registered Investment Advisor. She holds a Series 7, Series 31, Series 63, and Series 66 licenses. Barbara has experience working with individuals, families, and institutions, providing them with a wide range of financial planning and investment management services. She has worked with Wells Fargo Advisors LLC since May 2009 and previously worked for A.G. Edwards & Sons, Inc. She has a strong understanding of the financial markets and can help clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NC
07/29/2022 - Present
Wells Fargo Clearing Services, LLC (CHARLOTTE NC)
NC
01/17/2000 - 01/03/2008
A. G. EDWARDS & SONS, INC. (CHARLOTTE NC)
BOTH
Issued 06/09/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/21/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/23/2009
Series 31 - Futures Managed Funds Examination
BC
Issued 01/14/2000
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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