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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Barbara? Claim Your ProfileBarbara Ann Ginty is a financial advisor with over 14 years of experience in the industry. Barbara has a wide range of experience, having worked for several firms including Credit Suisse Securities (USA) LLC, Vanderbilt Securities, LLC, and Bloomberg Tradebook LLC. Barbara holds a Series 3, Series 7, Series 63 and Series 65 license as well as the Securities Industry Essentials (SIE) exam. Barbara is currently registered with LPL Financial LLC, and specializes in providing financial planning, portfolio management, and consulting services to individuals, corporations, and other businesses. Barbara has worked with a variety of clients, including high-net-worth individuals, pension and profit-sharing plans, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NY
04/21/2020 - Present
LPL Financial LLC (KINGSTON NY)
NY
02/25/2013 - 06/10/2013
VANDERBILT SECURITIES, LLC (KINGSTON NY)
NY
07/09/2012 - 02/26/2013
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
NY
11/29/2010 - 07/09/2012
VANDERBILT SECURITIES, LLC (KINGSTON NY)
NY
10/12/2007 - 08/06/2009
BLOOMBERG TRADEBOOK LLC (NEW YORK NY)
IA
Issued 06/09/2011
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/25/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/08/2007
Series 3 - National Commodity Futures Examination
BC
Issued 10/11/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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