Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Barbara? Claim Your ProfileBarbara Ann Exposito is an active investment advisor registered with FINRA, and the state of New Jersey, with over 10 years of experience in the financial services industry. Barbara Ann is currently employed with MML Investors Services, LLC where she has worked for over 6 years. Prior to that, she has been employed by MSI FINANCIAL SERVICES, INC. and NEW ENGLAND SECURITIES. Barbara Ann holds the Series 6 and SIE licenses. Barbara Ann Exposito's current registration scope is in securities only. MML Investors Services, LLC is a large firm with over 7,130 registered representatives, and $72.83 Billion in regulatory assets under management. The firm provides a wide range of investment advisory services, including financial planning, pension consulting, and portfolio management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
NJ
03/25/2017 - Present
MML Investors Services, LLC (WALL TOWNSHIP NJ)
NJ
01/02/2015 - 03/25/2017
MSI FINANCIAL SERVICES, INC. (WALL TOWNSHIP NJ)
NJ
08/23/2006 - 01/02/2015
NEW ENGLAND SECURITIES (WALL TOWNSHIP NJ)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/22/2006
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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