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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Barbara? Claim Your ProfileBarbara Erickson is an investment advisor representative with Wells Fargo Clearing Services, LLC. Barbara has been in the industry since 2000 and has a Series 63, Series 65, Series 7, and SIE license. Barbara has previously worked at Wells Fargo Investments, LLC and BANC OF AMERICA INVESTMENT SERVICES, INC. Barbara works in the Tarpon Springs, Florida office and has experience in portfolio management for individuals and businesses. Barbara is also a member of the investment committee for Grace Lutheran Church Endowment and the finance committee for Peninsula Symphony Orchestra of Northern California.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
01/03/2011 - Present
Wells Fargo Clearing Services, LLC (TARPON SPRINGS FL)
CA
05/28/2009 - 01/03/2011
WELLS FARGO INVESTMENTS, LLC (PALO ALTO CA)
CA
05/20/2004 - 03/06/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (SAN FRANCISCO CA)
NY
07/07/2000 - 05/22/2004
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
IA
Issued 09/21/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/31/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/06/2000
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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