Unclaimed
Barbara Ann eck Gill is a registered representative with Wells Fargo Clearing Services, LLC. Barbara has been in the securities industry since February 6, 1990 and has been associated with Wells Fargo Clearing Services, LLC since August 2016. Previous affiliations include Century Securities Associates, Inc. and Stifel, Nicolaus & Company, Incorporated. Barbara is a registered principal with the Financial Industry Regulatory Authority (FINRA) and is licensed to sell securities in Missouri. Barbara is also a registered investment advisor representative in Missouri. Barbara holds the following FINRA licenses: Series 7, Series 9, Series 10, Series 14, Series 24 and Series 63. Barbara also holds the Series 65 license, which is a state-level license for investment advisor representatives.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MO
08/24/2016 - Present
Wells Fargo Clearing Services, LLC (ST. LOUIS MO)
MO
06/27/2005 - 08/11/2016
CENTURY SECURITIES ASSOCIATES, INC. (ST. LOUIS MO)
MO
05/18/1991 - 08/11/2016
STIFEL, NICOLAUS & COMPANY, INCORPORATED (ST. LOUIS MO)
MO
01/24/1990 - 05/15/1991
EDWARD D. JONES & CO., L.P. (ST. LOUIS MO)
IA
Issued 01/27/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/01/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/22/2000
Series 14 - Compliance Officer Examination
BC
Issued 12/18/1995
Series 24 - General Securities Principal Examination
BC
Issued 02/07/1995
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/20/1990
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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