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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Barbara? Claim Your ProfileBarbara Ann Barton is a financial advisor with Wealth Enhancement Advisory Services, LLC. Barbara Ann has been in the financial industry since November 1997. She holds Series 6, 7, 24, 63, and 65 licenses, as well as the SIE. Barbara Ann is also a Certified Financial Planner. She has worked for several firms throughout her career including Woodbury Financial Services, Inc., SII Investments, Inc., and Legacy Financial Services, Inc. Barbara Ann is registered in multiple states as a Broker-Dealer and Investment Advisor Representative.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Erisa 3(38) investment manager
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees received from third party investment advisors
1
2
TX
11/01/2024 - Present
Wealth Enhancement Advisory Services, LLC (PLANO TX)
TX
01/16/2018 - 07/25/2019
WOODBURY FINANCIAL SERVICES, INC. (PLANO TX)
TX
06/19/2007 - 01/16/2018
SII INVESTMENTS, INC. (PLANO TX)
TX
12/01/1997 - 06/22/2007
LEGACY FINANCIAL SERVICES, INC. (PLANO TX)
IA
Issued 06/29/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/08/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/23/1998
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/13/1998
Series 7 - General Securities Representative Examination
BC
Issued 11/28/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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