Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Barbara? Claim Your ProfileBarbara Ann Barrett is an investment professional with over 30 years of experience in the financial industry. Barbara is currently a registered representative at LPL Financial LLC, a leading financial services firm, serving clients in Nevada and California. Barbara's previous roles include positions at Bancwest Investment Services, Inc., Questar Capital Corporation, NYLife Securities LLC, Principal Funds Distributor, Inc., WM Financial Services, Inc., Great Western Financial Securities Corporation, and ASB Financial Services. Barbara holds several professional licenses and certifications, including the Series 63, 66, 7 and 24 exams, as well as the SIE exam. Barbara is committed to providing personalized financial advice and investment solutions to help her clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NV
07/19/2023 - Present
LPL Financial LLC (RENO NV)
NV
06/05/2012 - 07/19/2023
BANCWEST INVESTMENT SERVICES, INC. (CARSON CITY NV)
CA
01/01/2012 - 06/04/2012
QUESTAR CAPITAL CORPORATION (SACRAMENTO CA)
CA
07/23/2009 - 02/18/2010
NYLIFE SECURITIES LLC (SACRAMENTO CA)
CA
07/22/1998 - 09/08/2008
PRINCIPAL FUNDS DISTRIBUTOR, INC. (EL DORADO HILLS CA)
CA
07/14/1997 - 06/05/1998
WM FINANCIAL SERVICES, INC. (IRVINE CA)
CA
01/27/1998 - 05/01/1998
GREAT WESTERN FINANCIAL SECURITIES CORPORATION (NORTHRIDGE CA)
CA
02/18/1993 - 07/14/1997
ASB FINANCIAL SERVICES (IRVINE CA)
CA
07/31/1991 - 12/18/1992
ASB FINANCIAL SERVICES (IRVINE CA)
NA
07/21/1987 - 06/11/1988
GRIFFIN FINANCIAL SERVICES
BOTH
Issued 06/22/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/29/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/27/2003
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/30/1991
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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