Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Barbara? Claim Your ProfileBarbara Bannon is a financial advisor in Mifflinburg, Pennsylvania. Barbara has over 39 years of experience in the financial services industry. She is currently registered with Cetera Advisor Networks LLC. Previously, Barbara was registered with Walnut Street Securities, Inc., Raymond James Financial Services, Inc., Robert Thomas Securities, Inc., and JW Charles Securities, Inc. Barbara holds Series 7, 63, and 65 licenses. She also holds the SIE designation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
PA
09/03/2013 - Present
Cetera Advisor Networks LLC (MIFFLINBURG PA)
PA
05/29/2013 - 09/03/2013
WALNUT STREET SECURITIES, INC. (LEWISBURG PA)
GA
01/04/1999 - 09/01/2011
RAYMOND JAMES FINANCIAL SERVICES, INC. (HIAWASSEE GA)
FL
10/07/1998 - 01/04/1999
ROBERT THOMAS SECURITIES, INC (ST. PETERSBURG FL)
FL
01/03/1994 - 09/17/1998
JW CHARLES SECURITIES,INC. (BOCA RATON FL)
FL
07/12/1990 - 01/03/1994
JW CHARLES SECURITIES, INC. (BOCA RATON FL)
FL
10/19/1981 - 03/26/1990
JW CHARLES SECURITIES, INC. (BOCA RATON FL)
IA
Issued 11/02/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/03/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/19/1981
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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