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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Barbara? Claim Your ProfileBarbara Ballantine is a financial advisor with over 20 years of experience. Barbara is a registered representative and investment advisor representative with Merrill Lynch, Pierce, Fenner & Smith Inc., and has been with the firm since 2009. Prior to joining Merrill Lynch, Barbara was a financial advisor with Banc of America Investment Services, Inc., from 2002 to 2009. Barbara has a strong background in financial planning and investment management, and specializes in providing investment advice to individuals, businesses, and institutions. Barbara holds the Series 6, 7, and 63 securities licenses, as well as the SIE exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
10/23/2009 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (BONITA SPRINGS FL)
FL
02/11/2002 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (FT. MYERS FL)
BC
Issued 08/09/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/29/2005
Series 7 - General Securities Representative Examination
BC
Issued 02/08/2002
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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