Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Barbara? Claim Your ProfileBarbara Alexandra sophia Simmons is a financial advisor with Empower Financial Services, Inc. Barbara has been in the industry since October 30, 2019. Barbara is registered with FINRA and licensed in 52 states. Barbara holds the Series 63, Series 7, and SIE licenses. Previously, Barbara worked with LaSalle St Securities, L.L.C. Barbara holds a Uniform Securities Agent State Law Examination. Barbara has worked in the financial services industry for over one year.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CO
11/18/2021 - Present
Empower Financial Services, Inc. (GREENWOOD VILLAGE CO)
IN
07/03/2018 - 07/20/2020
LASALLE ST SECURITIES, L.L.C. (BLOOMINGTON IN)
BC
Issued 11/17/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/03/2018
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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