Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Barbara? Claim Your ProfileBarbara Borozan is a financial advisor with over 10 years of experience in the industry. Currently, Barbara works at Brookfield Oaktree Wealth Solutions LLC. Barbara has a strong track record of success in providing financial advice to her clients. She is registered with the Financial Industry Regulatory Authority (FINRA) and is a member of the Securities Industry Essentials (SIE), Series 3 and Series 7. Previously, Barbara was with Brookfield Private Advisors LLC and Quasar Distributors, LLC. Barbara has a broad understanding of the financial markets, including securities, commodities, and investment strategies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
12/22/2021 - Present
Brookfield Oaktree Wealth Solutions LLC (New York NY)
NY
06/21/2019 - 12/22/2021
BROOKFIELD PRIVATE ADVISORS LLC (NEW YORK NY)
ME
09/30/2014 - 03/24/2017
QUASAR DISTRIBUTORS, LLC (PORTLAND ME)
NY
08/17/2009 - 06/16/2014
GOLDMAN, SACHS & CO. (NEW YORK NY)
BC
Issued 06/07/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/24/2017
SIE - Securities Industry Essentials Examination
BC
Issued 12/18/2014
Series 3 - National Commodity Futures Examination
BC
Issued 08/15/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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