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Barbara Adams Hall

Citizens JMP Securities, LLC

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About Barbara Adams Hall

Barbara Adams Hall has been in the industry since September 21, 1996. Barbara is currently registered with Citizens JMP Securities, LLC and previously worked at CITIZENS CAPITAL MARKETS, WELLS FARGO SECURITIES, LLC, WACHOVIA SECURITIES, LLC, FIRST UNION CAPITAL MARKETS CORP., and FIRST UNION CAPITAL MARKETS CORP. Barbara is licensed to conduct business in all states, and holds the Series 7, Series 10, Series 24, Series 63, Series 79TO, Series 99TO, and SIE licenses.

Firm Information

Barbara Hall is currently registered with Citizens JMP Securities, LLC. Citizens JMP Securities, LLC, a Limited Liability Company, was formed in 2002 and is approved in all 50 states and the District of Columbia. The firm has received one SEC registration and 51 state registrations.

Not reported

Assets Under Management

Not reported

Total Clients

238

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Barbara Hall’s Registration & Firm History

NC

08/01/2023 - Present

Citizens JMP Securities, LLC (CHARLOTTE NC)

NC

01/04/2022 - 08/01/2023

CITIZENS CAPITAL MARKETS (CHARLOTTE NC)

NC

07/01/2003 - 12/08/2021

WELLS FARGO SECURITIES, LLC (CHARLOTTE NC)

MO

10/01/1999 - 07/01/2003

WACHOVIA SECURITIES, LLC (ST. LOUIS MO)

NC

02/02/1998 - 10/01/1999

FIRST UNION CAPITAL MARKETS CORP. (CHARLOTTE NC)

NC

08/27/1996 - 02/02/1998

FIRST UNION CAPITAL MARKETS CORP. (CHARLOTTE NC)

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Licenses & Designations

BC

Issued 09/17/1996

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 05/20/2005

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/26/1996

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Barbara Adams Hall.
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