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Barbara A Novak

Grove Point Investments, LLC

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About Barbara A Novak

Barbara Novak is a financial professional with over 30 years of experience in the industry. Barbara is currently registered with Grove Point Investments, LLC in Rockville, Maryland. Previously, Barbara was with PERSHING LLC in Oak Brook, Illinois. Barbara is also licensed to conduct business in Illinois and Maryland.

Firm Information

Barbara Novak is currently registered with Grove Point Investments, LLC. Grove Point Investments, LLC is a Limited Liability Company formed on April 1, 2021, and registered in all 50 states and the District of Columbia. The firm has been the subject of 17 regulatory events and 3 arbitration disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

81

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Barbara Novak’s Registration & Firm History

MD

09/16/2020 - Present

Grove Point Investments, LLC (ROCKVILLE MD)

IL

12/24/2015 - 10/14/2019

PERSHING LLC (OAK BROOK IL)

IL

07/13/2012 - 11/24/2015

CHARLES SCHWAB & CO., INC. (CHICAGO IL)

IL

04/27/2010 - 07/12/2012

GENWORTH FINANCIAL SECURITIES CORPORATION (SCHAUMBURG IL)

IL

03/23/2006 - 04/26/2010

PFS INVESTMENTS INC. (LOMBARD IL)

IL

10/24/2003 - 10/15/2004

ALLSTATE DISTRIBUTORS, L.L.C. (NORTHBROOK IL)

GA

02/25/2002 - 10/31/2003

PFS INVESTMENTS INC. (DULUTH GA)

TX

02/18/1998 - 02/01/2001

VAN KAMPEN FUNDS INC. (HOUSTON TX)

IL

02/01/1995 - 03/05/1998

KEMPER DISTRIBUTORS, INC. (CHICAGO IL)

NA

07/30/1992 - 02/01/1995

KEMPER FINANCIAL SERVICES, INC.

MO

04/04/1989 - 06/28/1991

KEMPER SECURITIES GROUP, INC. (ST. LOUIS MO)

NA

11/24/1986 - 04/15/1989

KEMPER FINANCIAL SERVICES, INC.

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Licenses & Designations

BC

Issued 05/31/1991

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/20/1999

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/16/1992

Series 7 - General Securities Representative Examination

BC

Issued 11/21/1986

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Barbara A Novak.
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