Unclaimed
Barbara Liguori is a registered representative of Merrill Lynch, Pierce, Fenner & Smith Inc. Barbara is a seasoned professional with over 20 years of experience in the financial services industry. Barbara has a proven track record of success in providing investment advice and financial planning services to individuals, families, and businesses. Barbara holds Series 6, 7, 63, and 66 licenses. She is committed to providing her clients with personalized financial advice and guidance to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
09/29/2023 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (MELVILLE NY)
NY
10/27/2010 - 04/15/2011
CAPITAL ONE INVESTMENT SERVICES LLC (MELVILLE NY)
NY
05/29/2007 - 11/03/2008
CITIGROUP GLOBAL MARKETS INC. (HAUPPAUGE NY)
NY
02/04/2005 - 05/29/2007
CITICORP INVESTMENT SERVICES (HAUPPAUGE NY)
IL
06/12/2001 - 12/09/2004
CHASE INVESTMENT SERVICES CORP. (CHICAGO IL)
BOTH
Issued 09/28/2023
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/20/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/25/2023
Series 7TO - General Securities Representative Examination
BC
Issued 01/19/2023
SIE - Securities Industry Essentials Examination
BC
Issued 11/10/2003
Series 7 - General Securities Representative Examination
BC
Issued 06/11/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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