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Barb Esker

Northwestern Mutual Investment Services, LLC

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About Barb Esker

Barb Esker is a financial advisor with Northwestern Mutual Investment Services, LLC. Barb is a registered representative with the state of Illinois. Barb has a background in the financial services industry and has held a Series 7, Series 63, Series 65 and a Series 6TO license. Barb has been registered with the state of Illinois since 2002. Barb has been a registered representative since 2000 and has been an investment adviser representative since 2005. Barb's previous work experience includes RBC DAIN RAUSCHER INC. in New York, NY. Barb works with a variety of clients, including individuals, businesses, and corporations. Barb specializes in investment research and referrals to other advisors.

Firm Information

Barb Esker is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Barb Esker’s Registration & Firm History

IL

05/03/2005 - Present

Northwestern Mutual Investment Services, LLC (CHICAGO IL)

NY

04/26/2000 - 10/16/2002

RBC DAIN RAUSCHER INC. (NEW YORK NY)

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Licenses & Designations

IA

Issued 05/02/2005

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 05/11/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/03/2000

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Barb Esker.
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