linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Barath Rao

J.p. Morgan Securities LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Barath? Claim Your Profile

About Barath Rao

Barath Rao is a financial professional with over a year of experience in the industry. Barath is currently registered with J.P. Morgan Securities LLC, and is licensed in all 50 states. Previously, Barath worked with MORGAN STANLEY & CO. LLC. Barath's expertise includes Research Analyst Exam - Part I Analysis Module, Research Analyst Exam - Part II Regulations Module and Securities Industry Essentials Examination.

Firm Information

Barath Rao is currently registered with J.p. Morgan Securities LLC. J.p. Morgan Securities LLC is a Limited Liability Company formed in 1985. It is headquartered in NEW YORK, NY, United States. The firm has over 50 billion in assets under management and provides a variety of financial services, including financial planning, pension consulting, portfolio management for individuals and businesses, and selection of other advisors.
J.p. Morgan Securities LLC

383 MADISON AVE

NEW YORK, NY 10179

$249.73B

Assets Under Management

262,026

Total Clients

26,783

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

check

pension consulting services

Guidance on pension options to ensure a secure financial future.

check

selection of other advisors

Helps you choose top advisors aligned with your financial goals.

check

portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

check

portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

percentage of assets

A percentage of the total value of assets under management is charged.

check

other

Fee computed based on cents-per-share-deposited-into-the-account

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Barath Rao’s Registration & Firm History

NY

12/14/2023 - Present

J.p. Morgan Securities LLC (NEW YORK NY)

NY

04/25/2022 - 09/20/2023

MORGAN STANLEY & CO. LLC (NEW YORK NY)

Not sure if Barath Rao is right for you?

Licenses & Designations

BC

Issued 02/28/2022

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/25/2022

Series 86 - Research Analyst Exam - Part I Analysis Module

BC

Issued 03/26/2022

Series 87 - Research Analyst Exam - Part II Regulations Module

BC

Issued 01/21/2022

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE American LLC

N

New York Stock Exchange

Disclosures

There are no public disclosures for Barath Rao.
Not sure if Barath Rao is right for you?