Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Barata? Claim Your ProfileBarata Arthur has been in the financial services industry since 2001. Barata is currently an active registered representative of J.P. Morgan Securities LLC. Barata has extensive experience in the industry, having held previous positions at Citizens Securities, Inc., PNC Investments, MML Investors Services, Inc., Park Avenue Securities LLC, Assent LLC, Andover Brokerage, LLC, Carlin Equities Corp., Murphey, Marseilles, Smith & Nammack, Inc., and Cygnet Securities, Inc. Barata is a Series 7, Series 55, Series 63, and Series 65 licensed professional.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
DE
10/13/2020 - Present
J.p. Morgan Securities LLC (Newark DE)
NJ
09/14/2018 - 12/02/2019
CITIZENS SECURITIES, INC. (MARLTON NJ)
DE
03/31/2015 - 09/17/2018
J.P. MORGAN SECURITIES LLC (NEWARK DE)
NJ
08/14/2007 - 03/13/2015
PNC INVESTMENTS (VINCENTOWN NJ)
NJ
12/07/2006 - 09/05/2007
MML INVESTORS SERVICES, INC. (MARLTON NJ)
NJ
09/08/2006 - 11/15/2006
PARK AVENUE SECURITIES LLC (MARLTON NJ)
NY
01/19/2006 - 02/27/2006
ASSENT LLC (NEW YORK NY)
IL
03/03/2003 - 01/14/2004
ASSENT LLC (BOLINGBROOK IL)
NY
07/10/2000 - 03/03/2003
ANDOVER BROKERAGE, L.L.C. (MONTEBELLO NY)
NY
10/16/1997 - 01/21/1999
CARLIN EQUITIES CORP. (NEW YORK NY)
NY
10/10/1996 - 04/30/1997
MURPHEY, MARSEILLES, SMITH & NAMMACK, INC. (NEW YORK NY)
NJ
07/02/1996 - 10/22/1996
CYGNET SECURITIES, INC. (WALDWICK NJ)
IA
Issued 11/02/2018
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/17/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/03/2001
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 07/01/1996
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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