Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Barak? Claim Your ProfileBarak Klein is a registered representative and financial advisor who has been active in the financial services industry since 2000. Barak Klein currently works for Moelis & Co. LLC, which is located in New York. Previously, Barak Klein worked for Jefferies & Company, Inc.. Barak Klein is licensed in the state of New York. Barak Klein holds the following licenses: Series 63, Series 99TO, Series 79TO, SIE, and Series 7.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
01/23/2009 - Present
Moelis & Co. LLC (NEW YORK NY)
CT
10/26/2000 - 12/03/2007
JEFFERIES & COMPANY, INC. (STAMFORD CT)
BC
Issued 11/08/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/25/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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