Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Barak? Claim Your ProfileBarak Judah Tanzer is a financial advisor with over 30 years of experience in the industry. Barak is currently registered with LPL Financial LLC, and has held previous positions with KMS Financial Services, Inc., PaineWebber Incorporated, Drexel Burnham Lambert Incorporated, and Prudential-Bache Securities Inc. Barak holds a Series 3, 7, 63 and 66 licenses and is registered in 19 states. Barak specializes in providing investment advice to individuals and businesses and offers financial planning, portfolio management, and other advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
AZ
08/22/2018 - Present
LPL Financial LLC (SCOTTSDALE AZ)
AZ
03/13/1998 - 08/21/2018
KMS FINANCIAL SERVICES, INC. (SCOTTSDALE AZ)
NJ
05/15/1989 - 03/23/1998
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NA
09/14/1988 - 06/03/1989
DREXEL BURNHAM LAMBERT INCORPORATED
NA
01/21/1987 - 09/21/1988
PRUDENTIAL-BACHE SECURITIES INC.
BOTH
Issued 04/02/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/23/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/17/1988
Series 3 - National Commodity Futures Examination
BC
Issued 01/17/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Barak Tanzer is the right advisor for you? Invested Better is here to help.
