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Baptiste Melly

SG Americas Securities, LLC

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About Baptiste Melly

Baptiste Melly is a financial professional with a focus on investment banking and securities. Baptiste has been in the industry for a short time, with their current registration beginning in August 2023. Baptiste is currently registered with SG Americas Securities, LLC. Baptiste holds the Series 7, Series 79, Series 86, and Series 87 licenses.

Firm Information

Baptiste Melly is currently registered with SG Americas Securities, LLC. SG Americas Securities, LLC is a Limited Liability Company formed on August 8, 2003. The firm is registered with the SEC and in all 50 states, as well as Puerto Rico. They have a history of regulatory events, including 109 disclosures, as well as a criminal disclosure and an arbitration disclosure.

Not reported

Assets Under Management

Not reported

Total Clients

557

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Baptiste Melly’s Registration & Firm History

NY

08/07/2023 - Present

SG Americas Securities, LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 06/11/2024

Series 86 - Research Analyst Exam - Part I Analysis Module

BC

Issued 04/13/2024

Series 87 - Research Analyst Exam - Part II Regulations Module

BC

Issued 08/31/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 08/05/2023

Series 7TO - General Securities Representative Examination

BC

Issued 05/18/2023

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX PEARL, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Baptiste Melly.
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