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Bang Quoc Tran

Transamerica Financial Advisors, Inc.

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About Bang Quoc Tran

Bang Quoc Tran is a financial advisor with Transamerica Financial Advisors, Inc. Bang Quoc Tran has been working in the financial industry since 2005. Bang Quoc Tran is registered with the state of California and Florida. Bang Quoc Tran holds Series 6, Series 63 and SIE licenses. Bang Quoc Tran is a specialist in Investment Company Products/Variable Contracts and Securities. Bang Quoc Tran has experience with Transamerica Financial Advisors, Inc. and World Group Securities, Inc. Bang Quoc Tran works with individuals and investment companies.

Firm Information

Bang Tran is currently registered with Transamerica Financial Advisors, Inc.. Transamerica Financial Advisors, Inc. is a registered investment advisor with over 1,100 investment advisor representatives, managing $1 billion to $10 billion in client assets. The firm offers a range of services, including portfolio management for individuals, selection of other advisors, and wrap fee program participation. It has been in business since 1984 and is headquartered in St. Petersburg, FL. The firm serves a diverse clientele, including individuals, high-net-worth individuals, pension plans, corporations, charitable organizations, and other institutions.
Transamerica Financial Advisors, Inc.

570 CARILLON PARKWAY

ST PETERSBURG, FL 33716-1202

$1.62B

Assets Under Management

Not reported

Total Clients

2,487

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Bang Tran’s Registration & Firm History

CA

01/06/2012 - Present

Transamerica Financial Advisors, Inc. (Fountain Valley CA)

CA

01/25/2007 - 01/06/2012

WORLD GROUP SECURITIES, INC. (FOUNTAIN VALLEY CA)

CA

10/04/2005 - 06/27/2006

WORLD GROUP SECURITIES, INC. (SAN DIEGO CA)

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Licenses & Designations

BC

Issued 08/30/2005

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/30/2005

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Bang Quoc Tran.
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