Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Baltazar? Claim Your ProfileBaltazar Garcia is a financial advisor registered with FINRA and the State of New York. He is currently employed by Open To The Public Investing, Inc. Baltazar has been working in the financial industry since 2014. His professional background includes previous roles at ST INVEST LLC and USAA INVESTMENT MANAGEMENT COMPANY. He holds the Series 7, Series 63, Series 65, Series 24, Series 6, and Series 82 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
06/12/2024 - Present
Open TO THE Public Investing, Inc. (NEW YORK NY)
NY
10/23/2019 - 06/10/2024
ST INVEST LLC (NEW YORK NY)
TX
01/16/2017 - 10/14/2019
USAA INVESTMENT MANAGEMENT COMPANY (SAN ANTONIO TX)
TX
08/29/2014 - 01/18/2017
USAA FINANCIAL ADVISORS, INC. (SAN ANTONIO TX)
IA
Issued 08/10/2015
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/18/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/15/2023
Series 24 - General Securities Principal Examination
BC
Issued 03/08/2023
Series 82TO - Limited Representative-Private Securities Offerings
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/29/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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