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Bali Firat Ekin

Great Point Capital LLC

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About Bali Firat Ekin

Bali Firat Ekin is a registered representative with Great Point Capital LLC. Bali has been in the securities industry for over 16 years. Bali has a broad background in financial markets with a focus on trading and investment management. Bali holds the Series 7, 3, 55, 56, 57TO, and SIE licenses. Bali has also passed the Series 63 and Series 65 exams. Bali has previously worked at AVATAR SECURITIES, LLC, ASSENT LLC, CARLIN EQUITIES CORP., SKEFFINGTON SECURITIES, L.L.C., ANDOVER BROKERAGE, L.L.C., and PRUDENTIAL SECURITIES INCORPORATED.

Firm Information

Bali Ekin is currently registered with Great Point Capital LLC. Great Point Capital LLC is a Limited Liability Company that was formed on August 17, 2000. The firm is registered to do business in all 50 states, as well as the District of Columbia. They have one SEC registration and have been the subject of 11 regulatory events.

Not reported

Assets Under Management

Not reported

Total Clients

83

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Bali Ekin’s Registration & Firm History

IL

01/30/2023 - Present

Great Point Capital LLC (CHICAGO IL)

NY

11/18/2015 - 05/04/2022

AVATAR SECURITIES, LLC (NEW YORK NY)

NJ

11/19/2003 - 07/06/2010

ASSENT LLC (HOBOKEN NJ)

NY

05/10/2002 - 04/10/2003

CARLIN EQUITIES CORP. (NEW YORK NY)

NJ

07/11/2001 - 03/14/2002

SKEFFINGTON SECURITIES, L.L.C. (JERSEY CITY NJ)

NY

09/12/2000 - 07/11/2001

ANDOVER BROKERAGE, L.L.C. (MONTEBELLO NY)

NY

05/07/1999 - 07/31/2000

PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)

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Licenses & Designations

IA

Issued 06/03/1999

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 05/20/1999

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/18/2015

Series 56 - Proprietary Trader Qualification Examination

BC

Issued 01/08/2001

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 06/17/1999

Series 3 - National Commodity Futures Examination

BC

Issued 05/06/1999

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

I

Investors' Exchange LLC

Disclosures

There are no public disclosures for Bali Firat Ekin.
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