Invested Better
Unclaimed

Unclaimed

Unclaimed

Balema Bavarro Smalls

Grove Point Investments, LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Balema? Claim Your Profile

About Balema Bavarro Smalls

Balema Smalls is a financial professional with over 20 years of experience in the industry. Balema is currently registered with Grove Point Investments, LLC in Baton Rouge, LA, and is a Series 6 and Series 63 licensed professional. Previously, Balema was associated with NEXT FINANCIAL GROUP, INC. in Alexandria, VA and HBW SECURITIES LLC also in Alexandria, VA. Balema has been associated with Grove Point Investments, LLC since April 2020 and has been a registered representative since 1994.

Firm Information

Balema Smalls is currently registered with Grove Point Investments, LLC. Grove Point Investments, LLC is a Limited Liability Company formed on April 1, 2021, and registered in all 50 states and the District of Columbia. The firm has been the subject of 17 regulatory events and 3 arbitration disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

81

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Balema Smalls’s Registration & Firm History

LA

04/28/2020 - Present

Grove Point Investments, LLC (Baton Rouge LA)

VA

12/04/2014 - 09/04/2019

NEXT FINANCIAL GROUP, INC. (ALEXANDRIA VA)

VA

06/01/2009 - 12/31/2012

HBW SECURITIES LLC (ALEXANDRIA VA)

GA

08/07/1995 - 06/05/2007

PFS INVESTMENTS INC. (DULUTH GA)

Not sure if Balema Bavarro Smalls is right for you?

Licenses & Designations

BC

Issued 07/27/1994

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/04/1995

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Balema Bavarro Smalls.
Not sure if Balema Bavarro Smalls is right for you?