Unclaimed
Balema Smalls is a financial professional with over 20 years of experience in the industry. Balema is currently registered with Grove Point Investments, LLC in Baton Rouge, LA, and is a Series 6 and Series 63 licensed professional. Previously, Balema was associated with NEXT FINANCIAL GROUP, INC. in Alexandria, VA and HBW SECURITIES LLC also in Alexandria, VA. Balema has been associated with Grove Point Investments, LLC since April 2020 and has been a registered representative since 1994.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
LA
04/28/2020 - Present
Grove Point Investments, LLC (Baton Rouge LA)
VA
12/04/2014 - 09/04/2019
NEXT FINANCIAL GROUP, INC. (ALEXANDRIA VA)
VA
06/01/2009 - 12/31/2012
HBW SECURITIES LLC (ALEXANDRIA VA)
GA
08/07/1995 - 06/05/2007
PFS INVESTMENTS INC. (DULUTH GA)
BC
Issued 07/27/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/04/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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