Unclaimed
Balaji Jayaraman is a financial advisor with Investec Securities (us) LLC. Balaji has been in the securities industry since 2008 and has experience with a number of firms including Jefferies LLC, Morgan Stanley & Co. LLC and ICICI Securities Inc. Balaji holds a Series 7, Series 63 and SIE licenses and is registered in New York, Ohio, Texas and Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
08/25/2016 - Present
Investec Securities (us) LLC (NEW YORK NY)
NY
09/12/2011 - 05/31/2016
JEFFERIES LLC (NEW YORK NY)
NY
11/23/2009 - 08/25/2011
MORGAN STANLEY & CO. LLC (NEW YORK NY)
NA
05/21/2009 - 09/01/2009
ICICI SECURITIES INC. (MUMBAI )
NY
08/22/2008 - 03/17/2009
MORGAN STANLEY & CO. INCORPORATED (NEW YORK NY)
NY
10/25/2005 - 08/17/2006
MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)
BC
Issued 10/31/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/14/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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