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Bala Subramanian

NI Advisors

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About Bala Subramanian

Bala Subramanian is a registered investment advisor representative with over 28 years of experience in the financial services industry. Bala currently works with Ni Advisors. Bala has been in the business since July 1994 and holds a Series 6, 7, and 63 license. Bala's primary focus is providing financial planning and portfolio management services to individual and high-net-worth clients. In addition to his work at Ni Advisors, Bala also manages his own life and health insurance business.

Firm Information

Bala Subramanian is currently registered with NI Advisors. NI Advisors is a registered investment advisor headquartered in California with a focus on financial planning, portfolio management for individuals, and selection of other advisors. They have been operating since 2005 and serve high-net-worth individuals and other individuals. They manage approximately $3.6 million in assets across 7 accounts.

$3.56M

Assets Under Management

Not reported

Total Clients

32

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Share fees with third party asset managers

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Bala Subramanian’s Registration & Firm History

CA

01/30/2025 - Present

NI Advisors (MILPITAS CA)

NJ

03/25/2017 - 07/13/2017

MML INVESTORS SERVICES, LLC (EDISON NJ)

NJ

07/14/1994 - 03/25/2017

MSI FINANCIAL SERVICES, INC. (EDISON NJ)

NJ

07/14/1994 - 07/09/2007

METROPOLITAN LIFE INSURANCE COMPANY (SHORT HILLS NJ)

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Licenses & Designations

BC

Issued 09/19/1994

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/31/1998

Series 7 - General Securities Representative Examination

BC

Issued 07/07/1994

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Bala Subramanian.
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