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Bailey Clark

Northwestern Mutual Investment Services, LLC

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About Bailey Clark

Bailey Clark is a financial advisor associated with Northwestern Mutual Investment Services, LLC. Bailey Clark has been in the industry for approximately 2 years. Bailey Clark is registered to provide investment advice in 14 states, including Arizona, Arkansas, California, Colorado, Florida, Louisiana, Massachusetts, North Carolina, Ohio, South Carolina, Tennessee, Texas, Vermont, and Virginia. Bailey Clark also offers insurance services, including non-variable life, health, annuity and/or disability income insurance products. Bailey Clark is also registered to provide investment advice in 14 states, including Arizona, Arkansas, California, Colorado, Florida, Louisiana, Massachusetts, North Carolina, Ohio, South Carolina, Tennessee, Texas, Vermont, and Virginia.

Firm Information

Bailey Clark is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Bailey Clark’s Registration & Firm History

NC

11/02/2021 - Present

Northwestern Mutual Investment Services, LLC (ASHEVILLE NC)

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Licenses & Designations

BC

Issued 09/30/2021

Series 63 - Uniform Securities Agent State Law Examination

IA

Issued 07/05/2021

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 09/20/2021

Series 7TO - General Securities Representative Examination

BC

Issued 07/19/2021

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Bailey Clark.
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