Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Babar? Claim Your ProfileBabar Zahid Rafique is an investment advisor at Raymond James & Associates, Inc. Babar has been in the industry since 2014. Babar is registered in 51 states and has passed Series 7, 24, 63, 79TO and SIE exams. Previously, Babar worked at CEBILE CAPITAL LLC, SI SECURITIES, LLC and SETTER CAPITAL INC. Babar is a highly qualified investment advisor who is committed to providing clients with the best possible investment advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
09/02/2021 - Present
Raymond James & Associates, Inc. (NEW YORK NY)
NY
06/30/2020 - 12/31/2021
CEBILE CAPITAL LLC (NEW YORK NY)
NY
08/31/2018 - 04/20/2020
SI SECURITIES, LLC (NEW YORK NY)
NA
07/07/2014 - 06/01/2018
SETTER CAPITAL INC. (TORONTO, ONTARIO )
BC
Issued 09/24/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/24/2020
Series 24 - General Securities Principal Examination
BC
Issued 05/30/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/06/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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