Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Babak? Claim Your ProfileBabak Varzandeh is a financial professional with over 18 years of experience in the industry. Babak is currently registered with Citizens JMP Securities, LLC in Charlotte, NC. Previously, Babak was registered with Citizens Capital Markets, Regions Securities LLC, and Wells Fargo Securities, LLC. Babak holds the Series 7, Series 63, SIE, and Series 79TO licenses and is currently registered in Ohio.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NC
08/01/2023 - Present
Citizens JMP Securities, LLC (CHARLOTTE NC)
NC
01/18/2018 - 08/01/2023
CITIZENS CAPITAL MARKETS (CHARLOTTE NC)
NC
08/17/2016 - 12/19/2017
REGIONS SECURITIES LLC (Charlotte NC)
NC
02/02/2005 - 04/28/2016
WELLS FARGO SECURITIES, LLC (CHARLOTTE NC)
BC
Issued 03/09/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/01/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Babak Varzandeh is the right advisor for you? Invested Better is here to help.
