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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Babak? Claim Your ProfileBabak Seyedain is a financial advisor currently registered with Wells Fargo Clearing Services, LLC. Babak Seyedain has been in the financial services industry since 2008. Babak Seyedain has passed the Series 66, Series 7, and SIE exams. Babak Seyedain has a CFP designation. Babak Seyedain is currently registered in 13 states including Texas, California, and Florida. Babak Seyedain was previously registered with UBS Financial Services Inc. The firm Babak Seyedain is currently registered with, Wells Fargo Clearing Services, LLC, has approximately $10 billion - $50 billion in assets under management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
12/11/2009 - Present
Wells Fargo Clearing Services, LLC (HOUSTON TX)
TX
07/10/2008 - 10/06/2009
UBS FINANCIAL SERVICES INC. (HOUSTON TX)
BOTH
Issued 08/06/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/09/2008
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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