Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Babak? Claim Your ProfileBabak Ghatan is a financial professional with over 20 years of experience in the financial services industry. Babak Ghatan has worked for several reputable firms, including Mizuho Securities USA LLC, Nomura Securities International, Inc., and ING Barings LLC. Babak is currently a registered representative with BBVA Securities Inc. located in New York City, New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
09/17/2020 - Present
Bbva Securities Inc. (NEW YORK NY)
NY
07/19/2007 - 01/25/2018
MIZUHO SECURITIES USA LLC (NEW YORK NY)
NY
01/09/2003 - 06/27/2007
NOMURA SECURITIES INTERNATIONAL, INC. (NEW YORK NY)
NY
12/02/1998 - 09/14/2000
ING BARINGS LLC (NEW YORK NY)
BC
Issued 04/22/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/28/2016
Series 24 - General Securities Principal Examination
BC
Issued 09/15/2020
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/25/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/18/2013
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 11/24/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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