Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Babak? Claim Your ProfileBabak Morovati is a financial professional with over 9 years of experience in the industry. Babak is currently registered with Williams Trading LLC and holds the Series 27, SIE, and Series 99TO licenses. Babak has been with Williams Trading LLC since May 5, 2014. Babak's primary office is located at 450 POST ROAD EAST, SUITE 120, WESTPORT, CT 06880.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CT
05/05/2014 - Present
Williams Trading LLC (WESTPORT CT)
BC
Issued 05/03/2014
Series 27 - Financial and Operations Principal Examination
BC
Issued 01/02/2023
SIE - Securities Industry Essentials Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
Active
Inactive
F
FINRA
M
MEMX LLC
N
NYSE Arca, Inc.
N
Nasdaq Stock Market
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