Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Baback? Claim Your ProfileBaback Yarahmadi is a financial professional with over 20 years of experience in the securities industry. Baback is currently registered with Keefe, Bruyette & Woods, Inc. Baback's previous experience includes roles at FOX-PITT KELTON COCHRAN CARONIA WALLER (USA) LLC and BANC OF AMERICA SECURITIES LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
04/23/2009 - Present
Keefe, Bruyette & Woods, Inc. (SAN FRANCISCO CA)
NY
08/23/2001 - 04/20/2009
FOX-PITT KELTON COCHRAN CARONIA WALLER (USA) LLC (NEW YORK NY)
NY
05/15/2000 - 04/19/2001
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
BC
Issued 10/07/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/05/2016
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/20/2001
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 05/12/2000
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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