Unclaimed
B Scott Byington is a financial advisor with Wells Fargo Clearing Services, LLC. B Scott Byington has been in the financial services industry since 2001 and has a wealth of experience. B Scott Byington is registered with the state of Utah and Florida and holds several licenses including Series 7, Series 10, Series 63, Series 66, Series 4 and SIE. B Scott Byington previously worked at Goldman, Sachs & Co., TD Ameritrade, Inc. and Fidelity Brokerage Services LLC. B Scott Byington has a long history with Fidelity Brokerage Services LLC, working there for over three years in two different locations. B Scott Byington specializes in providing financial advice and investment management services. B Scott Byington has a strong track record of success in helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
UT
01/15/2014 - Present
Wells Fargo Clearing Services, LLC (SALT LAKE CITY UT)
NY
02/09/2011 - 08/16/2013
GOLDMAN, SACHS & CO. (NEW YORK NY)
UT
08/14/2007 - 01/11/2011
TD AMERITRADE, INC. (SALT LAKE CITY UT)
NH
10/31/2002 - 08/24/2006
FIDELITY BROKERAGE SERVICES LLC (MERRIMACK NH)
RI
11/04/1999 - 09/18/2002
FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)
BOTH
Issued 09/07/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/08/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/04/2022
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/03/2021
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 02/06/2001
Series 4 - Registered Options Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/03/1999
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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