Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Aziz? Claim Your ProfileAziz Ullah Khan is a financial advisor who has been in the industry since 2014. Aziz is currently registered with Nuveen Securities, LLC in Charlotte, North Carolina. Aziz has previously worked with DFA Securities LLC, Global Alternative Investment Services, Inc., Charles Schwab & Co., Inc. and Citigroup Global Markets Inc. Aziz holds Series 7, Series 63, Series 87, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NC
12/24/2020 - Present
Nuveen Securities, LLC (CHARLOTTE NC)
NC
03/01/2017 - 11/19/2020
DFA SECURITIES LLC (CHARLOTTE NC)
NC
10/20/2015 - 02/17/2017
GLOBAL ALTERNATIVE INVESTMENT SERVICES, INC. (CHARLOTTE NC)
OH
01/08/2010 - 12/15/2010
CHARLES SCHWAB & CO., INC. (RICHFIELD OH)
NY
03/06/2009 - 10/29/2009
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
BC
Issued 02/06/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/20/2015
Series 7 - General Securities Representative Examination
BC
Issued 06/04/2009
Series 87 - Research Analyst Exam - Part II Regulations Module
Active
Inactive
F
FINRA
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