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Aziz Joe Showery

Cetera Investment Services LLC

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About Aziz Joe Showery

Aziz Showery is a financial professional with over 20 years of experience in the industry. Aziz is currently registered with Cetera Investment Services LLC and holds Series 6 and 63 securities licenses, along with the SIE exam. Aziz has previously worked with Cambridge Investment Research, Inc. and Farmers Financial Solutions, LLC. Aziz has been registered in multiple states, including California, Colorado, Florida, Nebraska and Texas.

Firm Information

Aziz Showery is currently registered with Cetera Investment Services LLC. Cetera Investment Services LLC is a Limited Liability Company formed on November 30, 2012, and approved to operate in 53 states and the District of Columbia. The firm has 1 approved SEC registration and 53 approved state registrations. Cetera Investment Services LLC has a history of regulatory events (11 reported) and arbitration disclosures (3 reported).

Not reported

Assets Under Management

Not reported

Total Clients

372

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Aziz Showery’s Registration & Firm History

TX

10/24/2022 - Present

Cetera Investment Services LLC (MCALLEN TX)

TX

06/03/2019 - 10/12/2022

CAMBRIDGE INVESTMENT RESEARCH, INC. (McAllen TX)

TX

09/08/2000 - 06/03/2019

FARMERS FINANCIAL SOLUTIONS, LLC (MCALLEN TX)

IL

12/01/1999 - 09/08/2000

INVESTORS BROKERAGE SERVICES, INC. (ELGIN IL)

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Licenses & Designations

BC

Issued 12/01/1999

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/30/1999

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Aziz Joe Showery.
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