Unclaimed
Azarine Rose Gregory is a licensed securities professional with over 20 years of experience in the financial services industry. Currently, Azarine is registered with Fidelity Brokerage Services LLC and holds a variety of licenses and registrations, including Series 6, 7, 9, 10, 63, and SIE. Azarine has a strong background in investment company products and variable contracts, and has worked with both Merrill Lynch and Fidelity.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
04/25/2008 - Present
Fidelity Brokerage Services LLC (JACKSONVILLE FL)
NY
05/21/1999 - 11/07/2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BC
Issued 04/30/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/18/2011
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 11/07/2011
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/03/2024
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/24/2008
Series 7 - General Securities Representative Examination
BC
Issued 05/20/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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