Invested Better
Unclaimed

Unclaimed

Unclaimed

Ayana J Romano

T. Rowe Price Investment Services, Inc.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Ayana? Claim Your Profile

About Ayana J Romano

Ayana J. Romano is a financial advisor registered with T. Rowe Price Investment Services, Inc. Ayana has been in the industry for 3 years and holds multiple licenses including Series 63, Series 7, and Series 6. Ayana is registered in 53 states and the District of Columbia.

Firm Information

Ayana Romano is currently registered with T. Rowe Price Investment Services, Inc.. T. Rowe Price Investment Services, Inc. is a corporation formed on June 10, 1980. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. It has one regulatory event and three arbitration disclosures on file.

Not reported

Assets Under Management

Not reported

Total Clients

612

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Ayana Romano’s Registration & Firm History

CO

12/14/2022 - Present

T. Rowe Price Investment Services, Inc. (COLORADO SPRINGS CO)

Not sure if Ayana J Romano is right for you?

Licenses & Designations

BC

Issued 12/27/2022

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/13/2023

Series 7TO - General Securities Representative Examination

BC

Issued 12/14/2022

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 12/05/2022

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Ayana J Romano.
Not sure if Ayana J Romano is right for you?